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Inactive

Richard Bader

Mariner

New York, NY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-02-07
NY RA APPROVED 2022-02-01
  • NJ RA
    APPROVED
    Since 2022-02-07
  • NY RA
    APPROVED
    Since 2022-02-01

Branch Locations

1500 Broadway 27Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors New York NY 01/2022 Present
Mariner Wealth Advisors New York NY 02/2021 Present
Janover New York NY 11/2014 01/2021
  • 01/2022 → Present
    Mariner Wealth Advisors
    New York, NY
  • 02/2021 → Present
    Mariner Wealth Advisors
    New York, NY
  • 11/2014 → 01/2021
    Janover
    New York, NY
Designations

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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