Best Investors Account Sign in
Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
MN RA APPROVED 2024-05-07
  • TX RA
    APPROVED
    Since 2025-01-02
  • MN RA
    APPROVED
    Since 2024-05-07

Branch Locations

3038 Jeremiah Ln Nw Ste 200, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Rochester MN 01/2022 Present
Target Winona MN 08/2016 01/2022
Other Businesses

Outside Employment; Ikigai Operations LLC; Associate Financial Advisor; Manage advisory business; 3038 Jeremiah Lane NW, , Rochester, MN, 55901; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-04
  • S66 Uniform Combined State Law Examination
    2024-05-04
Other Names
  • Parker Peterson
  • Parker Dean Peterson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Rochester, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor