Lawrence M Evans

Ubs Financial Services Inc.

Short Hills, NJ

Claim This Profile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-10-27
FL	RA	APPROVED	2021-11-01
CA	RA	APPROVED	2021-10-29
TX	RA	APPROVED	2021-10-29
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2021-04-13

IL RA
APPROVED

Since 2023-10-27
FL RA
APPROVED

Since 2021-11-01
CA RA
APPROVED

Since 2021-10-29
TX RA
APPROVED

Since 2021-10-29
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2021-04-13

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Short Hills, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	09/1988	09/2018
Ubs Financial Services Inc.	New York	NY	03/2021	Present
Unemployed	New York	NY	10/2018	02/2021

09/1988 → 09/2018

Citigroup Global Markets Inc.

New York, NY
03/2021 → Present

Ubs Financial Services Inc.

New York, NY
10/2018 → 02/2021

Unemployed

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-12
S63	Uniform Securities Agent State Law Examination	2006-11-08

S66 Uniform Combined State Law Examination

2021-04-12
S63 Uniform Securities Agent State Law Examination

2006-11-08

Other Names

Laurence M Evans

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor