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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-30 |
Branch Locations
3808 Providence Rd S Suite 101, Waxhaw, NC 28173-7395 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cwc Transport | Sunrise | FL | 03/2016 | 12/2016 |
| First Federal Bank | Dunn | NC | 06/2018 | 10/2018 |
| Ag Lee Transport | Selma | NC | 01/2017 | 10/2019 |
| State Employees Credit Union | Dunn | NC | 09/2018 | 10/2019 |
| Advocacy Trust Llc | Mooresville | NC | 11/2019 | 11/2021 |
| Associate Staffing | Charlotte | NC | 12/2021 | 03/2022 |
| Principal Securities | Charlotte | NC | 03/2022 | 07/2022 |
| Raymond James & Associates Inc | Charlotte | NC | 08/2022 | 01/2026 |
| Edward Jones | St Louis | MO | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-08 |
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