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Marc Leonard La Vigne

Cambridge Investment Research Advisors, Inc.

Waxhaw, NC

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-11
NC RA APPROVED 2010-01-25
  • SC RA
    APPROVED
    Since 2022-01-11
  • NC RA
    APPROVED
    Since 2010-01-25

Branch Locations

3502 Sandalwood Lane, Waxhaw, NC 28173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2010 Present
Previous Registrations
  • 2009-11-02 → 2010-02-02
    Gunnallen Financial, Inc
    Charlotte, NC
  • 2004-04-20 → 2009-11-02
    Synergy Investment Group, Llc
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2002-04-08 → 2004-02-13
    Legg Mason Wood Walker, Incorporated
    Charlotte, NC
Other Businesses

1) INDEPENDENT INSURANCE AGENTS FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556. IVESTMENT ADVISOR SINCE 01/25/10. IS INVESTMENT RELATED. WORKS 10 HOURS WEEKLY 5 OF WHICH ARE SPENT DURING TRADING HOURS. DUTIES: RIA THAT MANAGES CLIENT ASSETS OR PREPARED FINANCIAL PLANS FOR A FEE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-18
  • S66 Uniform Combined State Law Examination
    2000-07-18
Other Names
  • Marc Leonard Lavigne

View on SEC IAPD

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Jack D Kessel
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BENJAMIN HOMER DENNING
GARY THOMAS COLLINS
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Other Offices

EDWARD JONES · WAXHAW, NC
FIFTH THIRD SECURITIES, INC. · INDIAN LAND, SC
TRUIST ADVISORY SERVICES, INC. · INDIAN LAND, SC
LPL FINANCIAL LLC · WAXHAW, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · INDIAN LAND, SC
LPL FINANCIAL LLC · INDIAN LAND, SC
ALLSTATE FINANCIAL ADVISORS, LLC · Waxhaw, NC
EDWARD JONES · INDIAN LAND, SC

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