Marc Leonard La Vigne

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-11-02 → 2010-02-02
  Gunnallen Financial, Inc
  Charlotte, NC
• 2004-04-20 → 2009-11-02
  Synergy Investment Group, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2002-04-08 → 2004-02-13
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

1) INDEPENDENT INSURANCE AGENTS FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556. IVESTMENT ADVISOR SINCE 01/25/10. IS INVESTMENT RELATED. WORKS 10 HOURS WEEKLY 5 OF WHICH ARE SPENT DURING TRADING HOURS. DUTIES: RIA THAT MANAGES CLIENT ASSETS OR PREPARED FINANCIAL PLANS FOR A FEE.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-18

Other Names

• Marc Leonard Lavigne