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Brett Oconnor

Fifth Third Securities, Inc.

Indian Trail, NC

Indian Land, SC

Waxhaw, NC

Fort Mill, SC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-24
NC RA APPROVED 2025-09-10
  • SC RA
    APPROVED
    Since 2026-07-24
  • NC RA
    APPROVED
    Since 2025-09-10

Branch Locations

4240 Old Monroe Rd, Indian Trail, NC 28079 • United States

7730 Charlotte Highway, Indian Land, SC 29707 • United States

8100 Kensington Drive, Waxhaw, NC 28173 • United States

2139 Hwy 160 W, Fort Mill, SC 29708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Denver NC 02/2025 Present
Fifth Third Bank Denver NC 11/2022 Present
Woodforest National Bank Denver NC 08/2018 10/2022
Banfield Animal Hospital Charlotte NC 08/2013 07/2018
  • 02/2025 → Present
    Fifth Third Securities
    Denver, NC
  • 11/2022 → Present
    Fifth Third Bank
    Denver, NC
  • 08/2018 → 10/2022
    Woodforest National Bank
    Denver, NC
  • 08/2013 → 07/2018
    Banfield Animal Hospital
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-10
S63 Uniform Securities Agent State Law Examination 2025-05-27
  • S65 Uniform Investment Adviser Law Examination
    2025-09-10
  • S63 Uniform Securities Agent State Law Examination
    2025-05-27

View on SEC IAPD

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