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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2012-12-03 |
| TX | RA | APPROVED | 2012-01-06 |
Branch Locations
3242 Preston Road Suite 100, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Value Auto Connexion | Dublin | OH | 03/2006 | Present |
| Wfgia | Plano | TX | 02/2006 | Present |
| Transamerica Financial Advisors, Inc | Plano | TX | 01/2012 | Present |
| The Brokerage Inc | Coppell | TX | 09/2013 | Present |
| Eclat Star Financial Services | Plano | TX | 07/2017 | Present |
| Lspn Pro, Llc | Lindon | UT | 03/2022 | Present |
Sales of insurance and non-insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc LSPN Pro, LLC / 0322-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: 3 / Sec Trading Hrs.: 1 / Client communications, Marketing, and referring potential clients. THE BROKERAGE INC; NOT INVESTMENT-RELATED; 722 E PENINSULA DRIVE, COPPELL, TX 75019; SELL HEALTHCARE INSURANCE; INDEPENDENT AGENT; 09/2013; 24 HRS/MONTH; SELL HEALTHCARE INSURANCE Eclat Star Financial Services/ 7.21.2017/ Non Investment Related/ 5068 W Plano Pkwy Ste 367 Plano TX 75093/ Partner/ LLC is bond to bond partners for the ofc property purchased/ Pay office rent to LLC and have people manage property/ 2hrs/ Approved without Restrictions VALUE AUDIO CONNEXION | Dublin, OHIO | Audio Import-Export | as of 03/2006 | President/Administrative, responsible for coordinating between sales rep in China and customer in the US | 10% of time devoted to OBA and 2% during trading hours | not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-15 |
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