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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-12-03
TX RA APPROVED 2012-01-06
  • NJ RA
    APPROVED
    Since 2012-12-03
  • TX RA
    APPROVED
    Since 2012-01-06

Branch Locations

3242 Preston Road Suite 100, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Value Auto Connexion Dublin OH 03/2006 Present
Wfgia Plano TX 02/2006 Present
Transamerica Financial Advisors, Inc Plano TX 01/2012 Present
The Brokerage Inc Coppell TX 09/2013 Present
Eclat Star Financial Services Plano TX 07/2017 Present
Lspn Pro, Llc Lindon UT 03/2022 Present
  • 03/2006 → Present
    Value Auto Connexion
    Dublin, OH
  • 02/2006 → Present
    Wfgia
    Plano, TX
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Plano, TX
  • 09/2013 → Present
    The Brokerage Inc
    Coppell, TX
  • 07/2017 → Present
    Eclat Star Financial Services
    Plano, TX
  • 03/2022 → Present
    Lspn Pro, Llc
    Lindon, UT
Previous Registrations
  • 2010-11-05 → 2012-01-06
    Investment Advisors International, Inc.
    Houston, TX
    Plano, TX
Other Businesses

Sales of insurance and non-insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc LSPN Pro, LLC / 0322-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: 3 / Sec Trading Hrs.: 1 / Client communications, Marketing, and referring potential clients. THE BROKERAGE INC; NOT INVESTMENT-RELATED; 722 E PENINSULA DRIVE, COPPELL, TX 75019; SELL HEALTHCARE INSURANCE; INDEPENDENT AGENT; 09/2013; 24 HRS/MONTH; SELL HEALTHCARE INSURANCE Eclat Star Financial Services/ 7.21.2017/ Non Investment Related/ 5068 W Plano Pkwy Ste 367 Plano TX 75093/ Partner/ LLC is bond to bond partners for the ofc property purchased/ Pay office rent to LLC and have people manage property/ 2hrs/ Approved without Restrictions VALUE AUDIO CONNEXION | Dublin, OHIO | Audio Import-Export | as of 03/2006 | President/Administrative, responsible for coordinating between sales rep in China and customer in the US | 10% of time devoted to OBA and 2% during trading hours | not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-15
S63 Uniform Securities Agent State Law Examination 2006-06-15
  • S65 Uniform Investment Adviser Law Examination
    2010-09-15
  • S63 Uniform Securities Agent State Law Examination
    2006-06-15

View on SEC IAPD

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