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Austin Michael Smart

Wells Fargo Clearing Services, LLC

Memphis, TN

Hendersonville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-03-06
  • TN RA
    APPROVED
    Since 2025-03-06

Branch Locations

6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States

1040 Glenbrook Way, Hendersonville, TN 37075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Franklin TN 01/2022 01/2025
J.P. Morgan Securities Llc Franklin TN 01/2022 01/2025
Bank Ozk Bonita Springs FL 06/2021 12/2021
Wells Fargo Fort Myers FL 03/2021 06/2021
U.S. Bank Bowling Green KY 02/2019 03/2021
Century Mortgage Company Bowling Green KY 10/2016 02/2019
Western Kentucky University Bowling Green KY 08/2012 12/2016
Wells Fargo Clearing Services, Llc Hendersonville TN 02/2025 Present
Wells Fargo Bank, Na Hendersonville TN 02/2025 Present
  • 01/2022 → 01/2025
    Jpmorgan Chase Bank, N.A.
    Franklin, TN
  • 01/2022 → 01/2025
    J.P. Morgan Securities Llc
    Franklin, TN
  • 06/2021 → 12/2021
    Bank Ozk
    Bonita Springs, FL
  • 03/2021 → 06/2021
    Wells Fargo
    Fort Myers, FL
  • 02/2019 → 03/2021
    U.S. Bank
    Bowling Green, KY
  • 10/2016 → 02/2019
    Century Mortgage Company
    Bowling Green, KY
  • 08/2012 → 12/2016
    Western Kentucky University
    Bowling Green, KY
  • 02/2025 → Present
    Wells Fargo Clearing Services, Llc
    Hendersonville, TN
  • 02/2025 → Present
    Wells Fargo Bank, Na
    Hendersonville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-05
S63 Uniform Securities Agent State Law Examination 2022-03-25
  • S65 Uniform Investment Adviser Law Examination
    2025-03-05
  • S63 Uniform Securities Agent State Law Examination
    2022-03-25
Other Names
  • Austin Smart

View on SEC IAPD

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MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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