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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-13 |
Branch Locations
801 Hillsborough St. 3Rd Floor, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Raleigh | NC | 11/2020 | Present |
| Secu Brokerage Services | Raleigh | NC | 01/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 01/2022 | Present |
| Ground Game | Raleigh | NC | 08/2020 | 11/2020 |
| Fidelity Investments | Raleigh | NC | 07/2020 | 08/2020 |
| State Employees' Credit Union | Raleigh | NC | 08/2019 | 05/2020 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 05/2017 | 08/2019 |
| Motlow State Community College | Tullahoma | TN | 01/2016 | 05/2017 |
| Credit Union Investment Services | Raleigh | NC | 05/2022 | Present |
| Members Trust Company | Tampa | FL | 10/2024 | Present |
State Employees' Credit Union. Investment Related Business. Nature: Financial Services. OSJ Office Address: Raleigh, NC. Start date: 11/2020. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 1/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: 10/2024 . Title: Trust Rep. Granville County Community Foundation Address: 3737 Glenwood Ave. Suite 460 Raleigh, NC. 27612 Type of Business: Non-Profit Organization Title: Affiliate Advisory Board Member Duties: Inspire philanthropy in the community. Educate, inform, promote members about the local foundation's work Assist in Grant making. Start Date: 04/01/2026 Hours Per Month: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-11 |
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