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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| NY | RA | APPROVED | 2022-04-18 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 01/2022 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2022 | Present |
| Alphasights | New York | NY | 07/2020 | 12/2021 |
| Liberty Mutual | Chicago | IL | 06/2019 | 08/2019 |
| Rush Street Capital | Chicago | IL | 05/2019 | 06/2019 |
| Engel & Volkers | Wellesley | MA | 06/2018 | 08/2018 |
| University Of Michigan - Stephen M. Ross School Of Business | Ann Arbor | MI | 04/2018 | 09/2018 |
| University Of Michigan | Ann Arbor | MI | 09/2017 | 04/2020 |
| Brandeis University | Waltham | MA | 09/2016 | 05/2017 |
| Randstad | Wellesley | MA | 05/2016 | 12/2016 |
| Unemployed | Newton | MA | 06/2017 | 08/2017 |
| Unemployed | Needham | MA | 05/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-18 |
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