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Arlette Gurrola Morales

Wells Fargo Clearing Services, LLC

Denver, CO

Westminster, CO

CRD 7495306

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-16
  • CO RA
    APPROVED
    Since 2023-08-16

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

10001 Wadsworth Pkwy, Westminster, CO 80021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wheat Ridge CO 01/2022 Present
Wells Fargo Bank, Na Wheat Ridge CO 06/2017 Present
Homemaker Denver CO 08/2016 06/2017
  • 01/2022 → Present
    Wells Fargo Clearing Services, Llc
    Wheat Ridge, CO
  • 06/2017 → Present
    Wells Fargo Bank, Na
    Wheat Ridge, CO
  • 08/2016 → 06/2017
    Homemaker
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-16
S63 Uniform Securities Agent State Law Examination 2022-06-16
  • S66 Uniform Combined State Law Examination
    2023-08-16
  • S63 Uniform Securities Agent State Law Examination
    2022-06-16
Other Names
  • Arlette Gurrola
  • Arlette Gurrola Morles

View on SEC IAPD

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