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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 04/2021 | 05/2022 |
| Peak Fall Protection | Holly Springs | NC | 03/2019 | 04/2021 |
| Zempleo | San Ramon | CA | 01/2018 | 12/2018 |
| East Carolina University | Greenville | NC | 06/2012 | 12/2017 |
| Mwa Financial Services Inc | Rock Island | IL | 01/2022 | 05/2022 |
| Unemployed | Clayton | NC | 01/2019 | 03/2019 |
| Secu Brokerage Services | Raleigh | NC | 05/2022 | 05/2023 |
| Secu Life Insurance Company | Raleigh | NC | 05/2022 | 05/2023 |
| State Employees' Credit Union | Wendell | NC | 05/2022 | 05/2023 |
| Credit Union Investment Services | Raleigh | NC | 05/2022 | 05/2023 |
| United Brokerage Services, Inc | Fayetteville | NC | 05/2023 | 03/2026 |
| First Citizens Investor Services | Raleigh | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-23 |
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