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Theresa Marie Henslin

LPl Financial LLC

Appleton, WI

Ripon, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

221 W. College Ave., Appleton, WI 54911 • United States

Ripon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors, Inc Ripon WI 04/2015 12/2019
Bmo Harris Financial Advisor, Inc. Appleton WI 12/2019 Present
Lpl Financial Llc Appleton WI 03/2021 Present
  • 04/2015 → 12/2019
    Bmo Harris Financial Advisors, Inc
    Ripon, WI
  • 12/2019 → Present
    Bmo Harris Financial Advisor, Inc.
    Appleton, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Appleton, WI
Previous Registrations
  • 2015-04-29 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Ripon, WI
    Appleton, WI
  • 2014-09-17 → 2015-04-24
    Associated Investment Services, Inc.
    Neenah, WI
  • 2012-08-01 → 2014-06-20
    Bmo Harris Financial Advisors, Inc.
    Madison, WI
    Madison, WI
  • 2006-11-08 → 2012-08-01
    M&I Financial Advisors, Inc
    Madison, WI
    Madison, WI
    Ripon, WI
    Middleton, WI
  • 2010-04-29 → 2012-04-19
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Investment Related - RIPON, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-15
  • S66 Uniform Combined State Law Examination
    2006-08-15
Other Names
  • Theresa Marie Scott

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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