Megean Amanda Caldwell

Current Employers

Employment History

• 02/2006 → 09/2019
  Summit Brokerage Services Inc
  Florence, KY
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2020 → 05/2021
  Summit Financial Group
  Florence, KY
• 07/2012 → Present
  Renaissance Capital Management, Renaissance Companies
  Florence, KY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-07-21 → 2021-05-20
  Summit Financial Group Inc
  Florence, KY

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2021; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANUITIES AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: RENAISSANCE CAPITAL MANAGEMENT, RENAISSANCE COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/2012; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2020-01-11

Other Names

• Megean Griffiths
• Megean Amanda Griffiths