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Daysi Marina Galo-Mcinnis

Rbc Capital Markets, LLC

Denver, CO

Arvada, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-24
CO RA APPROVED 2023-05-22
  • TX RA
    APPROVED
    Since 2023-05-24
  • CO RA
    APPROVED
    Since 2023-05-22

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Arvada, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boulder CO 01/2022 06/2026
Gulftech International Denver CO 08/2017 01/2022
Zoma Holdings Denver CO 04/2015 08/2017
Rbc Capital Markets, Llc Denver CO 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-20
  • S66 Uniform Combined State Law Examination
    2023-05-20
Other Names
  • Daisy Galo
  • Daysi Marina Galo
  • Daysi Galo

View on SEC IAPD

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