Kenneth H Finley

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-09-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Dorman High School	Spartanburg	SC	08/2014	06/2018
First Baptist Church In Spartanburg	Spartanburg	SC	06/2018	08/2018
Master's Mark	Spartanburg	SC	05/2018	08/2018
University Of South Carolina	Columbia	SC	08/2018	12/2021
Oilmen's	Spartanburg	SC	05/2019	08/2019
Ingles Grocery Store	Spartanburg	SC	04/2020	07/2020
Grandsouth Bank	Greenville	SC	05/2021	09/2021
The Vanguard Group, Inc.	Charlotte	NC	01/2022	05/2022
Parallel Financial	Spartanburg	SC	05/2020	07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	SC	08/2022	09/2023
Ubs Financial Services	Colombia	SC	09/2023	Present

08/2014 → 06/2018

Dorman High School

Spartanburg, SC
06/2018 → 08/2018

First Baptist Church In Spartanburg

Spartanburg, SC
05/2018 → 08/2018

Master's Mark

Spartanburg, SC
08/2018 → 12/2021

University Of South Carolina

Columbia, SC
05/2019 → 08/2019

Oilmen's

Spartanburg, SC
04/2020 → 07/2020

Ingles Grocery Store

Spartanburg, SC
05/2021 → 09/2021

Grandsouth Bank

Greenville, SC
01/2022 → 05/2022

The Vanguard Group, Inc.

Charlotte, NC
05/2020 → 07/2020

Parallel Financial

Spartanburg, SC
08/2022 → 09/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC
09/2023 → Present

Ubs Financial Services

Colombia, SC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-30
S63	Uniform Securities Agent State Law Examination	2022-04-19

Other Firms