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Michael Kenji King

Morling Financial Advisors, LLC

Fremont, CA

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Current Employers
Morling Financial Advisors, Llc

39355 California Street Suite 201A, Fremont, CA 94538-1447 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-08
  • CA RA
    APPROVED
    Since 2022-04-08

Branch Locations

39355 California Street Suite 201A, Fremont, CA 94538-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alan King And Company San Ramon CA 07/2007 01/2020
Situsamc San Ramon CA 01/2020 06/2021
Unemployed Danville CA 06/2021 12/2021
Morling Financial Advisors, Llc Fremont CA 01/2022 Present
  • 07/2007 → 01/2020
    Alan King And Company
    San Ramon, CA
  • 01/2020 → 06/2021
    Situsamc
    San Ramon, CA
  • 06/2021 → 12/2021
    Unemployed
    Danville, CA
  • 01/2022 → Present
    Morling Financial Advisors, Llc
    Fremont, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-23
  • S65 Uniform Investment Adviser Law Examination
    2022-02-23
Other Names
  • Mike Kenji King

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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