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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-04
  • NY RA
    APPROVED
    Since 2022-11-04

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Jamesville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Universal Conshohocken PA 06/2011 Present
Equitable Syracuse NY 01/2022 Present
Equitable Advisor, Llc New York NY 01/2022 Present
  • 06/2011 → Present
    Allied Universal
    Conshohocken, PA
  • 01/2022 → Present
    Equitable
    Syracuse, NY
  • 01/2022 → Present
    Equitable Advisor, Llc
    New York, NY
Other Businesses

1.Allied Universal, it is not investment related, 161 Washington Street, Conshohocken, PA 19428, Security Services, Security Officer, June 2011, 64 hours a month, none during Securities trading hours. Currently providing contracted security for the Lockheed Martin site in Liverpool, New York. 2. EMT/Driver for Lafayette Ambulance 2444 US-11 Lafayette, NY. Start date: 03/01/2023, 48 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21

View on SEC IAPD

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