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Nicolas Anthony Santangelo

Ubs Financial Services Inc.

New York, NY

Ft. Lauderdale, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-12
  • FL RA
    APPROVED
    Since 2024-11-12

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waterford High School Waterford CT 08/2015 06/2019
Bryant University Smithfield RI 08/2019 05/2023
Dell Technologies Hopkinton MA 06/2022 08/2022
Strategic Retirement Partners Providence RI 09/2022 04/2023
General Dynamics Electric Boat New London CT 05/2020 01/2021
Ubs Financial Services, Inc Fort Lauderdale FL 07/2023 05/2024
Janney Montgomery Scott Llc Westbrook CT 05/2024 10/2024
Ubs Financial Services, Inc Fort Lauderdale FL 11/2024 Present
  • 08/2015 → 06/2019
    Waterford High School
    Waterford, CT
  • 08/2019 → 05/2023
    Bryant University
    Smithfield, RI
  • 06/2022 → 08/2022
    Dell Technologies
    Hopkinton, MA
  • 09/2022 → 04/2023
    Strategic Retirement Partners
    Providence, RI
  • 05/2020 → 01/2021
    General Dynamics Electric Boat
    New London, CT
  • 07/2023 → 05/2024
    Ubs Financial Services, Inc
    Fort Lauderdale, FL
  • 05/2024 → 10/2024
    Janney Montgomery Scott Llc
    Westbrook, CT
  • 11/2024 → Present
    Ubs Financial Services, Inc
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Other Names
  • Nick Santangelo

View on SEC IAPD

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