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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-15 |
| NY | RA | APPROVED | 2022-11-12 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 11/2021 | Present |
| Jpmorgan Chase Bank | Geneva | 07/2017 | 10/2021 | |
| Vienna University Of Economics And Business | Vienna | 08/2013 | 07/2017 |
Entity Name: Valen Labs Inc. Investment related: No "Address: 44 Montgomery Street, Floor 4 San Francisco, CA 94104" Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 04/17/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company using AI for clinical trials and R&D. I am an investor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-11 |
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