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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-10
TX RA APPROVED 2024-01-10
  • NY RA
    APPROVED
    Since 2024-01-10
  • TX RA
    APPROVED
    Since 2024-01-10

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 02/2010 Present
Jpmorgan Chase Bank Na New York NY 11/2016 Present
7600 S Phillips, Llc Chicago IL 03/2018 09/2022
William M. Payne Trust F/B/O Glenn L. Boisclair Brooklyn NY 04/2023 Present
Cognizer, Inc Pleasanton CA 11/2024 Present
  • 02/2010 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 11/2016 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 03/2018 → 09/2022
    7600 S Phillips, Llc
    Chicago, IL
  • 04/2023 → Present
    William M. Payne Trust F/B/O Glenn L. Boisclair
    Brooklyn, NY
  • 11/2024 → Present
    Cognizer, Inc
    Pleasanton, CA
Other Businesses

Entity Name: Cognizer, Inc Investment related: No "Address: 6200 Stoneridge Mall Road, Suite 300 Pleasanton, California 94588, US. https://cognizer.ai/" Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 11/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Cognizer Inc is a business SAAS company providing artificial intelligence contract management services. I would be a passive investor in senior unsecured convertible note. No active role in the organization" Entity Name: William M. Payne Trust f/b/o Glenn L. Boisclair Investment related: No Address: Brooklyn, New York, 11201 - this is a MA domiciled Trust Nature of the other business: Trust Position/Title/Relationship: Employee/Contractor Start Date: 04/07/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been appointed Trustee on a Trust for that was set-up by my uncle in his will f/b/o his life partner. The independent Trustees (not me) are managing the assets. I have no discretion over how they are managed. there is no connection to JPMC that I am aware of.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-23
S63 Uniform Securities Agent State Law Examination 2010-03-12
  • S65 Uniform Investment Adviser Law Examination
    2024-02-23
  • S63 Uniform Securities Agent State Law Examination
    2010-03-12
Designations

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