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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-22
  • IL RA
    APPROVED
    Since 2022-09-22

Branch Locations

5545 Northwest Highway, Crystal Lake, IL 60014 • United States

Lake In The Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Crystal Lake Il IL 12/2018 12/2021
Home State Bank Na Crystal Lake IL 02/2017 12/2018
Lpl Financial Crystal Lake IL 01/2022 Present
Bmo Harris Bank Crystal Lake IL 12/2021 Present
Unemployed Crystal Lake IL 05/2015 02/2017
  • 12/2018 → 12/2021
    Bmo Harris Bank
    Crystal Lake Il, IL
  • 02/2017 → 12/2018
    Home State Bank Na
    Crystal Lake, IL
  • 01/2022 → Present
    Lpl Financial
    Crystal Lake, IL
  • 12/2021 → Present
    Bmo Harris Bank
    Crystal Lake, IL
  • 05/2015 → 02/2017
    Unemployed
    Crystal Lake, IL
Other Businesses

1-01/2022 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / CRYSTAL LAKE, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2022-09-19
Other Names
  • Ellen Barbara Galloway
  • Ellen Crabtree

View on SEC IAPD

Other Firms

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