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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-12
NY RA APPROVED 2024-03-11
TX RA APPROVED 2024-03-11
  • NJ RA
    APPROVED
    Since 2024-03-12
  • NY RA
    APPROVED
    Since 2024-03-11
  • TX RA
    APPROVED
    Since 2024-03-11

Branch Locations

390 Madison Ave Floor 11, New York, NY 10017 • United States

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

444 Fifth Avenue, Brooklyn, NY 11215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 12/2021 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 02/2018 Present
Bay Ridge Federal Credit Union Brooklyn NY 07/2016 02/2018
  • 12/2021 → Present
    Brooklyn, NY
  • 02/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 07/2016 → 02/2018
    Bay Ridge Federal Credit Union
    Brooklyn, NY
Other Businesses

Entity Name: N/A Investment related: No Address: N/A Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 02/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: the company doesn't exist yet, this is a general inquiry on weather I can open a business acct as I am interested to sell retail clothing online (website not available as it doesn't exist yet) as well as the clearance of making video content on my holistic healing experience. Not finance related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-09
S63 Uniform Securities Agent State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2024-03-09
  • S63 Uniform Securities Agent State Law Examination
    2022-03-25

View on SEC IAPD

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