Best Investors Account Sign in

Ubong U Ukpong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westborough, MA

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-13
CT RA APPROVED 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-13
  • CT RA
    APPROVED
    Since 2023-09-08

Branch Locations

1700 W Park Dr, Westborough, MA 01581 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Westborough MA 01/2022 Present
Bank Of America Worcester MA 08/2018 12/2021
Td Bank Worcester MA 04/2015 08/2018
Apple Marlborough MA 02/2019 05/2020
Clark University Worcester MA 01/2014 07/2018
  • 01/2022 → Present
    Merrill Lynch
    Westborough, MA
  • 08/2018 → 12/2021
    Bank Of America
    Worcester, MA
  • 04/2015 → 08/2018
    Td Bank
    Worcester, MA
  • 02/2019 → 05/2020
    Apple
    Marlborough, MA
  • 01/2014 → 07/2018
    Clark University
    Worcester, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-06
  • S66 Uniform Combined State Law Examination
    2023-09-06
Other Names
  • U.B. Ukpong

View on SEC IAPD

Other Firms

GRIMES & COMPANY
MORGAN STANLEY
LPL FINANCIAL LLC
NEWEDGE ADVISORS
COMMONWEALTH FINANCIAL NETWORK
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CADENCE WEALTH MANAGEMENT LLC

Other Investors

MICHAEL ROBERT MAGUIRE
BENJAMIN BROWNING WALLACE
DAVID LUKE BARLOW
JOSEPH JOHN BENOIT
LAURIE DENISE LITTLEFIELD
EMILY GRIMES WOOD
ADAM ROBERT JACOBS
KEVIN TIMOTHY GRIMES

Other Offices

GRIMES & COMPANY · WESTBOROUGH, MA
MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

More in Westborough, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor