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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| CA | RA | APPROVED | 2022-09-16 |
Branch Locations
7490 E State Route 6, Prescott Valley, AZ 86314 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Prescott Valley | AZ | 12/2021 | Present |
| Bank Of America N.A. | Prescott Valley | AZ | 12/2021 | Present |
| Bank Of America | Surprise | AZ | 12/2016 | 12/2021 |
| Wells Fargo Bank | Phoenix | AZ | 01/2014 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-14 |
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