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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
CA RA APPROVED 2022-09-16
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • CA RA
    APPROVED
    Since 2022-09-16

Branch Locations

7490 E State Route 6, Prescott Valley, AZ 86314 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Prescott Valley AZ 12/2021 Present
Bank Of America N.A. Prescott Valley AZ 12/2021 Present
Bank Of America Surprise AZ 12/2016 12/2021
Wells Fargo Bank Phoenix AZ 01/2014 12/2016
  • 12/2021 → Present
    Prescott Valley, AZ
  • 12/2021 → Present
    Bank Of America N.A.
    Prescott Valley, AZ
  • 12/2016 → 12/2021
    Bank Of America
    Surprise, AZ
  • 01/2014 → 12/2016
    Wells Fargo Bank
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-14
  • S66 Uniform Combined State Law Examination
    2022-09-14
Other Names
  • Melanie Slowinski

View on SEC IAPD

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