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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-22 |
| NV | RA | APPROVED | 2022-09-22 |
| TX | RA | APPROVED | 2022-09-09 |
Branch Locations
8030 E. Spouse Dr, Ste A, Prescott Valley, AZ 86314 • United States
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
2298 W. Horizon Rd Pkwy, Ste 106, Henderson, NV 89052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 05/2008 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 09/2022 |
| Vanderbilt Securities Llc | Woodbury | NY | 09/2022 | Present |
| Consolidated Portfolio Review | Woodbury | NY | 09/2022 | Present |
1) National One Tax Advisors; Non Investment-Related; 2298 W. Horizon Ridge Pkwy, Ste. 106, Henderson, NV 89052; Tax Preparations Services; Part Owner 2) National One Insurance Advisors; Non Investment-Related; 2298 W. Horizon Ridge Pkwy, Ste. 106, Henderson, NV 89052; Life Insurance & Annuity Agency; Part Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-23 |
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