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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-26
AZ RA APPROVED 2014-11-14
  • TX RA
    APPROVED
    Since 2015-10-26
  • AZ RA
    APPROVED
    Since 2014-11-14

Branch Locations

5697 E St Rte 69, Prescott Valley, AZ 86314 • United States

302 W Gurley St, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Prescott AZ 07/2012 Present
J.P. Morgan Securities Llc Prescott AZ 10/2012 Present
Brianna Marie Photography Phoenix AZ 01/2019 12/2021
Betty Elyse Lane Llc Prescott AZ 09/2024 Present
Ah The Fam Enterprises, Llc Bend OR 08/2026 Present
  • 07/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Prescott, AZ
  • 10/2012 → Present
    Prescott, AZ
  • 01/2019 → 12/2021
    Brianna Marie Photography
    Phoenix, AZ
  • 09/2024 → Present
    Betty Elyse Lane Llc
    Prescott, AZ
  • 08/2026 → Present
    Ah The Fam Enterprises, Llc
    Bend, OR
Other Businesses

Entity Name: Ah the Fam Enterprises, LLC Investment related: No Address: Bend, OR Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own a short term rental property in Colorado with other family members of mine. The short term rental is in Bayfield, CO. Entity Name: Betty Elyse Lane LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/03/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the manager in an LLC that my husband created to contain our rental property. It is a single residential property. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2019 ADDRESS: 4718 PHOENIX, AZ. DETAILS: Real Estate INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-30
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2014-10-30
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Brianna Marie Howard

View on SEC IAPD

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