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Laura J Richards

LPl Financial LLC

San Diego, CA

Riverside, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-11
  • CA RA
    APPROVED
    Since 2025-08-11

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Riverside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Laguna Hills CA 05/2006 08/2025
Bank Of America, N.A. Laguna Hills CA 08/2009 08/2025
Lpl Financial San Diego CA 08/2025 Present
Previous Registrations
  • 2007-11-27 → 2025-08-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Loma Linda, CA
    Irvine, CA
    Boston, MA
    Riverside, CA
    La Jolla, CA
    Santa Clarita, CA
    Pennington, NJ
    Los Angeles, CA
    Westlake, OH
    Boston, MA
    Riverside, CA
    Riverside, CA
    North Ridgeville, OH
    North Ridgeville, OH
    Riverside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-16
  • S66 Uniform Combined State Law Examination
    2007-11-16
Designations
Other Names
  • Laura J Holshouser

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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