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Lakshmi Srinivas

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-06
AZ RA APPROVED 2022-05-25
TX RA APPROVED 2022-05-12
  • IL RA
    APPROVED
    Since 2023-10-06
  • AZ RA
    APPROVED
    Since 2022-05-25
  • TX RA
    APPROVED
    Since 2022-05-12

Branch Locations

7900 Windrose Avenue, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2022 05/2022
Randstad Peoria IL 01/2022 04/2022
Dunlap Community Unit School 323 Dunlap IL 08/2021 01/2022
Financial Planning Association Peoria IL 06/2021 07/2021
Indian Prairie School District 204 Naperville IL 04/2016 08/2021
The Vanguard Group, Inc. Plano TX 05/2022 Present
  • 05/2022 → 05/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2022 → 04/2022
    Randstad
    Peoria, IL
  • 08/2021 → 01/2022
    Dunlap Community Unit School 323
    Dunlap, IL
  • 06/2021 → 07/2021
    Financial Planning Association
    Peoria, IL
  • 04/2016 → 08/2021
    Indian Prairie School District 204
    Naperville, IL
  • 05/2022 → Present
    The Vanguard Group, Inc.
    Plano, TX
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-27
S65 Uniform Investment Adviser Law Examination 2021-07-31
  • S63 Uniform Securities Agent State Law Examination
    2022-06-27
  • S65 Uniform Investment Adviser Law Examination
    2021-07-31

View on SEC IAPD

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Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
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