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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-05
  • NY RA
    APPROVED
    Since 2022-12-05

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2019 Present
Con Edison Rye NY 11/2018 03/2022
Johnson & Johnson New Brunswick NJ 05/2018 08/2018
A.S.A.P. Mortgage Corp. Cortlandt Manor NY 05/2017 04/2018
Curry Honda Yorktown Heights NY 06/2015 09/2017
Mercy College Dobbs Ferry NY 09/2015 05/2019
  • 07/2019 → Present
    New York, NY
  • 11/2018 → 03/2022
    Con Edison
    Rye, NY
  • 05/2018 → 08/2018
    Johnson & Johnson
    New Brunswick, NJ
  • 05/2017 → 04/2018
    A.S.A.P. Mortgage Corp.
    Cortlandt Manor, NY
  • 06/2015 → 09/2017
    Curry Honda
    Yorktown Heights, NY
  • 09/2015 → 05/2019
    Mercy College
    Dobbs Ferry, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-19
  • S66 Uniform Combined State Law Examination
    2022-11-19

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