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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED | 2026-06-04 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Darnall, Sikes, Gardes & Frederick | Lafayette | LA | 08/1990 | 01/2018 |
| 1St Global Capital Corp | Lafayette | LA | 05/2006 | 10/2019 |
| 1St Global Advisors, Inc. | Lafayette | LA | 08/2006 | 10/2019 |
| Avantax Insurance Services | Lafayette | LA | 06/2007 | 09/2025 |
| Avantax Planning Partners, Inc. | Dubuque | IA | 06/2026 | Present |
| Darnall, Sikes & Frederick Cpas | Lafayette | LA | 01/2018 | Present |
| Avantax Advisory Services | Lafayette | LA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Lafayette | LA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Lafayette | LA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) DSG&F REAL ESTATE INVESTMENTS POSITION: OWNER NATURE: REAL ESTATE RENTALS INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2006 ADDRESS: , Lafayette LA , United States DESCRIPTION: Real estate rental. 2) ROSS GRANGER MEMORIAL FUND POSITION: Board Member NATURE: Board member for a fundraising organization established to provide scholarships and funds to those battling cancer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2017 ADDRESS: 10903 North Road, Abbeville LA 70510, United States DESCRIPTION: Preparation of income tax return form 990 and general input on fundraising decision making. 3) DARNALL, SIKES, GARDES & FREDERICK POSITION: PARTNER NATURE: Full service CPA firm providing audit, tax, accounting, business consulting services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1990 ADDRESS: 2000 Kaliste Saloom, Lafayette LA 70508, United States DESCRIPTION: Audit partner, tax professional and business consultant.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-17 |
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