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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-04
TX RA APPROVED 2026-06-04
  • LA RA
    APPROVED
    Since 2026-06-04
  • TX RA
    APPROVED
    Since 2026-06-04

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Darnall, Sikes, Gardes & Frederick Lafayette LA 08/1990 01/2018
1St Global Capital Corp Lafayette LA 05/2006 10/2019
1St Global Advisors, Inc. Lafayette LA 08/2006 10/2019
Avantax Insurance Services Lafayette LA 06/2007 09/2025
Avantax Planning Partners, Inc. Dubuque IA 06/2026 Present
Darnall, Sikes & Frederick Cpas Lafayette LA 01/2018 Present
Avantax Advisory Services Lafayette LA 10/2019 09/2025
Avantax Investment Services, Inc. Lafayette LA 10/2019 09/2025
Cetera Wealth Services, Llc Lafayette LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/1990 → 01/2018
    Darnall, Sikes, Gardes & Frederick
    Lafayette, LA
  • 05/2006 → 10/2019
    1St Global Capital Corp
    Lafayette, LA
  • 08/2006 → 10/2019
    1St Global Advisors, Inc.
    Lafayette, LA
  • 06/2007 → 09/2025
    Avantax Insurance Services
    Lafayette, LA
  • 06/2026 → Present
    Dubuque, IA
  • 01/2018 → Present
    Darnall, Sikes & Frederick Cpas
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Lafayette, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lafayette, LA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Lafayette, LA
  • 2006-09-01 → 2019-10-25
    1St Global Advisors Inc
    Lafayette, LA
Other Businesses

1) DSG&F REAL ESTATE INVESTMENTS POSITION: OWNER NATURE: REAL ESTATE RENTALS INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2006 ADDRESS: , Lafayette LA , United States DESCRIPTION: Real estate rental. 2) ROSS GRANGER MEMORIAL FUND POSITION: Board Member NATURE: Board member for a fundraising organization established to provide scholarships and funds to those battling cancer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2017 ADDRESS: 10903 North Road, Abbeville LA 70510, United States DESCRIPTION: Preparation of income tax return form 990 and general input on fundraising decision making. 3) DARNALL, SIKES, GARDES & FREDERICK POSITION: PARTNER NATURE: Full service CPA firm providing audit, tax, accounting, business consulting services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1990 ADDRESS: 2000 Kaliste Saloom, Lafayette LA 70508, United States DESCRIPTION: Audit partner, tax professional and business consultant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2006-08-17

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