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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-08-20 |
| IA | RA | APPROVED | 2024-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 12/2021 | 05/2022 |
| Amazon | Duluth | GA | 12/2020 | 06/2021 |
| Nike | Stone Mountain | GA | 06/2020 | 08/2020 |
| Ullico | Silver Spring | MD | 06/2019 | 07/2019 |
| Kps Capital Partners | New York | NY | 06/2018 | 07/2018 |
| Phillips Arena | Atlanta | GA | 11/2015 | 05/2017 |
| Howard University | Washington | DC | 08/2017 | 07/2021 |
| Unemployed | Atlanta | GA | 08/2021 | 12/2021 |
| Decatur High School | Decatur | GA | 08/2013 | 05/2017 |
| Government Procurement Innovators, Llc | Ellenwood | GA | 09/2021 | 07/2022 |
| New Georgia Project | Atlanta | GA | 07/2022 | 10/2022 |
| Ubs | Atlanta | GA | 10/2022 | 06/2024 |
| Principal Life Insurance | Atlanta | GA | 06/2024 | Present |
| Principal Securities | Atlanta | GA | 06/2024 | Present |
| Principal Advised Services | Des Moines | IA | 07/2024 | Present |
**NOSTALGIA VINTAGE POSITION: Owner NATURE: Vintage Clothing Business INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 3480 Lakeside Dr NE, Atlanta GA 30326, United States DESCRIPTION: I own and operate vintage clothing business. This includes responsibilities of buying, selling, and shipping products. The products would be vintage T- shirts. The Customer would be anyone interested in buying a vintage T-shirt from us. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINICPAL BANK POSITION: AVP- Advice, Education and Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
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