Noah Kamal Ruffin

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2021 → 05/2022
  The Vanguard Group, Inc.
  Charlotte, NC
• 12/2020 → 06/2021
  Amazon
  Duluth, GA
• 06/2020 → 08/2020
  Nike
  Stone Mountain, GA
• 06/2019 → 07/2019
  Ullico
  Silver Spring, MD
• 06/2018 → 07/2018
  Kps Capital Partners
  New York, NY
• 11/2015 → 05/2017
  Phillips Arena
  Atlanta, GA
• 08/2017 → 07/2021
  Howard University
  Washington, DC
• 08/2021 → 12/2021
  Unemployed
  Atlanta, GA
• 08/2013 → 05/2017
  Decatur High School
  Decatur, GA
• 09/2021 → 07/2022
  Government Procurement Innovators, Llc
  Ellenwood, GA
• 07/2022 → 10/2022
  New Georgia Project
  Atlanta, GA
• 10/2022 → 06/2024
  Ubs
  Atlanta, GA
• 06/2024 → Present
  Principal Life Insurance
  Atlanta, GA
• 06/2024 → Present
  Principal Securities
  Atlanta, GA
• 07/2024 → Present
  Principal Advised Services
  Des Moines, IA

Previous Registrations

• 2023-03-28 → 2023-12-13
  Ubs Financial Services Inc.
  Weehawken, NJ
  Atlanta, GA

Other Businesses

**NOSTALGIA VINTAGE POSITION: Owner NATURE: Vintage Clothing Business INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 3480 Lakeside Dr NE, Atlanta GA 30326, United States DESCRIPTION: I own and operate vintage clothing business. This includes responsibilities of buying, selling, and shipping products. The products would be vintage T- shirts. The Customer would be anyone interested in buying a vintage T-shirt from us. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINICPAL BANK POSITION: AVP- Advice, Education and Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-24

Other Names

• Noah Ruffin
• Noah Kamal Ruffin