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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-20
IA RA APPROVED 2024-08-16
  • GA RA
    APPROVED
    Since 2024-08-20
  • IA RA
    APPROVED
    Since 2024-08-16

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 12/2021 05/2022
Amazon Duluth GA 12/2020 06/2021
Nike Stone Mountain GA 06/2020 08/2020
Ullico Silver Spring MD 06/2019 07/2019
Kps Capital Partners New York NY 06/2018 07/2018
Phillips Arena Atlanta GA 11/2015 05/2017
Howard University Washington DC 08/2017 07/2021
Unemployed Atlanta GA 08/2021 12/2021
Decatur High School Decatur GA 08/2013 05/2017
Government Procurement Innovators, Llc Ellenwood GA 09/2021 07/2022
New Georgia Project Atlanta GA 07/2022 10/2022
Ubs Atlanta GA 10/2022 06/2024
Principal Life Insurance Atlanta GA 06/2024 Present
Principal Securities Atlanta GA 06/2024 Present
Principal Advised Services Des Moines IA 07/2024 Present
  • 12/2021 → 05/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 12/2020 → 06/2021
    Amazon
    Duluth, GA
  • 06/2020 → 08/2020
    Nike
    Stone Mountain, GA
  • 06/2019 → 07/2019
    Ullico
    Silver Spring, MD
  • 06/2018 → 07/2018
    Kps Capital Partners
    New York, NY
  • 11/2015 → 05/2017
    Phillips Arena
    Atlanta, GA
  • 08/2017 → 07/2021
    Howard University
    Washington, DC
  • 08/2021 → 12/2021
    Unemployed
    Atlanta, GA
  • 08/2013 → 05/2017
    Decatur High School
    Decatur, GA
  • 09/2021 → 07/2022
    Government Procurement Innovators, Llc
    Ellenwood, GA
  • 07/2022 → 10/2022
    New Georgia Project
    Atlanta, GA
  • 10/2022 → 06/2024
    Ubs
    Atlanta, GA
  • 06/2024 → Present
    Principal Life Insurance
    Atlanta, GA
  • 06/2024 → Present
    Principal Securities
    Atlanta, GA
  • 07/2024 → Present
    Des Moines, IA
Previous Registrations
Other Businesses

**NOSTALGIA VINTAGE POSITION: Owner NATURE: Vintage Clothing Business INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 3480 Lakeside Dr NE, Atlanta GA 30326, United States DESCRIPTION: I own and operate vintage clothing business. This includes responsibilities of buying, selling, and shipping products. The products would be vintage T- shirts. The Customer would be anyone interested in buying a vintage T-shirt from us. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINICPAL BANK POSITION: AVP- Advice, Education and Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/06/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-24
  • S66 Uniform Combined State Law Examination
    2023-03-24
Other Names
  • Noah Ruffin
  • Noah Kamal Ruffin

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