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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-08 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Seattle | WA | 10/2024 | 05/2025 |
| Ubs Financial Services | Weehawken | NJ | 06/2024 | 08/2024 |
| Ubs Financial Services | Denver | CO | 01/2022 | 07/2023 |
| Ubs Financial Services Inc. | New York | NY | 07/2025 | Present |
| Alaska Hydroax | Anchorage | AK | 05/2021 | 08/2021 |
| Frawner Corporation | Anchorage | AK | 05/2020 | 08/2020 |
| Fox Hollow | Anchorage | AK | 05/2019 | 08/2019 |
| South Kent School | South Kent | CT | 07/2016 | 06/2020 |
| Unemployed | Anchorage | AK | 08/2020 | 09/2021 |
| University Of Denver | Denver | CO | 09/2021 | 06/2025 |
| University Of Auckland | Auckland | 07/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-30 |
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