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Ryan Thomas Miknich

Ubs Financial Services Inc.

New York, NY

New York, NY

CRD 7484389

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-08
  • NY RA
    APPROVED
    Since 2025-09-08

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Seattle WA 10/2024 05/2025
Ubs Financial Services Weehawken NJ 06/2024 08/2024
Ubs Financial Services Denver CO 01/2022 07/2023
Ubs Financial Services Inc. New York NY 07/2025 Present
Alaska Hydroax Anchorage AK 05/2021 08/2021
Frawner Corporation Anchorage AK 05/2020 08/2020
Fox Hollow Anchorage AK 05/2019 08/2019
South Kent School South Kent CT 07/2016 06/2020
Unemployed Anchorage AK 08/2020 09/2021
University Of Denver Denver CO 09/2021 06/2025
University Of Auckland Auckland 07/2023 12/2023
  • 10/2024 → 05/2025
    Ubs Financial Services
    Seattle, WA
  • 06/2024 → 08/2024
    Ubs Financial Services
    Weehawken, NJ
  • 01/2022 → 07/2023
    Ubs Financial Services
    Denver, CO
  • 07/2025 → Present
    New York, NY
  • 05/2021 → 08/2021
    Alaska Hydroax
    Anchorage, AK
  • 05/2020 → 08/2020
    Frawner Corporation
    Anchorage, AK
  • 05/2019 → 08/2019
    Fox Hollow
    Anchorage, AK
  • 07/2016 → 06/2020
    South Kent School
    South Kent, CT
  • 08/2020 → 09/2021
    Unemployed
    Anchorage, AK
  • 09/2021 → 06/2025
    University Of Denver
    Denver, CO
  • 07/2023 → 12/2023
    University Of Auckland
    Auckland
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30

View on SEC IAPD

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