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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-26
IA RA APPROVED 2024-07-01
  • TX RA
    APPROVED
    Since 2025-02-26
  • IA RA
    APPROVED
    Since 2024-07-01

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Ankeny, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 01/2022 04/2023
Unemployed Ankeny IA 08/2021 01/2022
National Carwash Solutions Grimes IA 04/2021 08/2021
Agiliti Health Des Moines IA 11/2020 04/2021
Stoneclad Minneapolis MN 10/2020 11/2020
Menards Ankeny IA 06/2018 11/2020
Fedex Fort Dodge IA 03/2018 08/2018
Napa Fort Dodge IA 03/2018 06/2018
Unemployed Fort Dodge IA 09/2017 03/2018
Rojohns Home Improvement Fort Dodge IA 05/2017 09/2017
Unemployed Fort Dodge IA 08/1998 05/2017
Charles Schwab & Co., Inc. Omaha NE 04/2023 08/2023
Axos Clearing, Llc Omaha NE 08/2023 11/2023
Rbc Capital Markets, Llc Clive IA 01/2024 Present
  • 01/2022 → 04/2023
    Td Ameritrade
    Omaha, NE
  • 08/2021 → 01/2022
    Unemployed
    Ankeny, IA
  • 04/2021 → 08/2021
    National Carwash Solutions
    Grimes, IA
  • 11/2020 → 04/2021
    Agiliti Health
    Des Moines, IA
  • 10/2020 → 11/2020
    Stoneclad
    Minneapolis, MN
  • 06/2018 → 11/2020
    Menards
    Ankeny, IA
  • 03/2018 → 08/2018
    Fedex
    Fort Dodge, IA
  • 03/2018 → 06/2018
    Napa
    Fort Dodge, IA
  • 09/2017 → 03/2018
    Unemployed
    Fort Dodge, IA
  • 05/2017 → 09/2017
    Rojohns Home Improvement
    Fort Dodge, IA
  • 08/1998 → 05/2017
    Unemployed
    Fort Dodge, IA
  • 04/2023 → 08/2023
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 08/2023 → 11/2023
    Axos Clearing, Llc
    Omaha, NE
  • 01/2024 → Present
    Clive, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-01
S63 Uniform Securities Agent State Law Examination 2022-09-08
  • S66 Uniform Combined State Law Examination
    2024-07-01
  • S63 Uniform Securities Agent State Law Examination
    2022-09-08

View on SEC IAPD

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