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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-26 |
| IA | RA | APPROVED | 2024-07-01 |
Branch Locations
1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States
Ankeny, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 01/2022 | 04/2023 |
| Unemployed | Ankeny | IA | 08/2021 | 01/2022 |
| National Carwash Solutions | Grimes | IA | 04/2021 | 08/2021 |
| Agiliti Health | Des Moines | IA | 11/2020 | 04/2021 |
| Stoneclad | Minneapolis | MN | 10/2020 | 11/2020 |
| Menards | Ankeny | IA | 06/2018 | 11/2020 |
| Fedex | Fort Dodge | IA | 03/2018 | 08/2018 |
| Napa | Fort Dodge | IA | 03/2018 | 06/2018 |
| Unemployed | Fort Dodge | IA | 09/2017 | 03/2018 |
| Rojohns Home Improvement | Fort Dodge | IA | 05/2017 | 09/2017 |
| Unemployed | Fort Dodge | IA | 08/1998 | 05/2017 |
| Charles Schwab & Co., Inc. | Omaha | NE | 04/2023 | 08/2023 |
| Axos Clearing, Llc | Omaha | NE | 08/2023 | 11/2023 |
| Rbc Capital Markets, Llc | Clive | IA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-08 |
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