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Eden Joy Flores Tuplano

Ubs Financial Services Inc.

Pasadena, CA

Carson, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-03
  • CA RA
    APPROVED
    Since 2023-03-03

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Carson, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California Los Angeles CA 09/2015 06/2019
Ucla Transportation Los Angeles CA 10/2017 10/2020
Orange County Auditor-Controller Santa Ana CA 03/2021 07/2021
Ubs Financial Services.iNc Los Angeles CA 01/2022 Present
Unemployed Carson CA 10/2020 03/2021
Unemployed Carson CA 07/2021 12/2021
  • 09/2015 → 06/2019
    University Of California
    Los Angeles, CA
  • 10/2017 → 10/2020
    Ucla Transportation
    Los Angeles, CA
  • 03/2021 → 07/2021
    Orange County Auditor-Controller
    Santa Ana, CA
  • 01/2022 → Present
    Ubs Financial Services.iNc
    Los Angeles, CA
  • 10/2020 → 03/2021
    Unemployed
    Carson, CA
  • 07/2021 → 12/2021
    Unemployed
    Carson, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
  • S66 Uniform Combined State Law Examination
    2023-03-03
Other Names
  • Edenjoy Flores Tuplano

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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