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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-08 |
Branch Locations
221 W Pointe Dr, Swansea, IL 62226 • United States
Pekin, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Peoria | IL | 01/2022 | 02/2022 |
| Unemployed | Pekin | IL | 10/2021 | 12/2021 |
| San Juan Pools & Spa | Pekin | IL | 02/2018 | 09/2021 |
| Fort's Toyota Of Pekin | North Pekin | IL | 05/2015 | 02/2018 |
| Massmutual Life Insurance Co | Peoria | IL | 05/2022 | 05/2025 |
| Mml Investors Services, Llc | Peoria | IL | 07/2022 | 05/2025 |
| Unemployed | Pekin | IL | 03/2022 | 04/2022 |
| Whitaker Wealth Management Services | Morton | IL | 06/2025 | 08/2025 |
| Ae Wealth Management, Llc | Topeka | KS | 06/2025 | 08/2025 |
| Lpl Enterprise Llc | Swansea | IL | 09/2025 | Present |
1. 09/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Pekin, IL - Start Date 09/05/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/05/2025 - MARK BOND N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Pekin, IL - Start Date 09/05/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 09/05/2025 - Faith Baptist Church - Non-Profit Board Member - NOT INV REL - Pekin, IL - Start Date 01/01/2021 - 3 HRS/MO | 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-11 |
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