Cale William Doda

Current Employers

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-07-23

AZ RA
APPROVED

Since 2026-07-23

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-07-10

AZ RA
APPROVED

Since 2026-07-10

Branch Locations

1138 N Alma School Rd Suite 401, Mesa, AZ 85201 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	01/2022	07/2026
Unemployed	Tempe	AZ	05/2021	01/2022
Arizona State University	Tempe	AZ	01/2018	05/2021
United States Marine Corps	Camp Pendleton	CA	11/2015	11/2017
Courtesy Volvo Cars Of Scottsdale	Scottsdale	AZ	05/2018	08/2018
Ubs Financial Services, Inc	Phoenix	AZ	10/2025	07/2026
Modern Wealth Management, Llc	Mesa	AZ	07/2026	Present
Galloway Asset Managment, Llc	Mesa	AZ	07/2026	Present

01/2022 → 07/2026

The Vanguard Group, Inc.

Scottsdale, AZ
05/2021 → 01/2022

Unemployed

Tempe, AZ
01/2018 → 05/2021

Arizona State University

Tempe, AZ
11/2015 → 11/2017

United States Marine Corps

Camp Pendleton, CA
05/2018 → 08/2018

Courtesy Volvo Cars Of Scottsdale

Scottsdale, AZ
10/2025 → 07/2026

Ubs Financial Services, Inc

Phoenix, AZ
07/2026 → Present

Modern Wealth Management, Llc

Mesa, AZ
07/2026 → Present

Galloway Asset Managment, Llc

Mesa, AZ

Previous Registrations

2025-11-24 → 2026-07-24

Ubs Financial Services Inc.

Weehawken, NJ

Phoenix, AZ
2022-04-12 → 2024-12-31

Vanguard Advisers, Inc.

Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: Brassica Transportation Services LLC INVESTMENT-RELATED ADDRESS: TEMPE, AZ POSITION: LOWNER START DATE: 09/2022 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-11

S66 Uniform Combined State Law Examination

2022-04-11

Designations

Other Names

Cale Doda

View on SEC IAPD