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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-26
IL RA APPROVED 2023-10-11
  • TX RA
    APPROVED_RES
    Since 2024-03-26
  • IL RA
    APPROVED
    Since 2023-10-11

Branch Locations

1 S Northwest Hwy, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pete Case Chicago IL 01/2022 09/2023
Unemployed Chicago IL 09/2021 12/2021
Harborside International Golf Center Chicago IL 07/2016 11/2020
White Pines Golf Dome Bensenville IL 09/2017 01/2020
Northwestern Mutual Investment Services Llc Chicago IL 01/2022 09/2023
Harborside International Golf Center Chicago IL 03/2021 08/2021
Northwestern Mutual Milwaukee WI 01/2022 09/2023
Kemper Sports Management Chicago IL 03/2021 08/2021
J.P. Morgan Securities Llc Chicago IL 10/2023 Present
Jpmorgan Chase Bank (Il) Chicago IL 10/2023 Present
Unemployed Chicago IL 12/2020 02/2021
  • 01/2022 → 09/2023
    Pete Case
    Chicago, IL
  • 09/2021 → 12/2021
    Unemployed
    Chicago, IL
  • 07/2016 → 11/2020
    Harborside International Golf Center
    Chicago, IL
  • 09/2017 → 01/2020
    White Pines Golf Dome
    Bensenville, IL
  • 01/2022 → 09/2023
    Chicago, IL
  • 03/2021 → 08/2021
    Harborside International Golf Center
    Chicago, IL
  • 01/2022 → 09/2023
    Northwestern Mutual
    Milwaukee, WI
  • 03/2021 → 08/2021
    Kemper Sports Management
    Chicago, IL
  • 10/2023 → Present
    Chicago, IL
  • 10/2023 → Present
    Jpmorgan Chase Bank (Il)
    Chicago, IL
  • 12/2020 → 02/2021
    Unemployed
    Chicago, IL
Previous Registrations
Other Businesses

Entity Name: Lakefront Notary Investment related: No Address: Private Residence Nature of the other business: Notary Position/Title/Relationship: Employee/Contractor Start Date: 01/03/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Providing notary services. Not affiliated or connected with JPMorganChase. 1-2 hours a month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-28
  • S66 Uniform Combined State Law Examination
    2021-09-28
Other Names
  • Lane D Stephens

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