Elizabeth Regalado

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-29
FL	RA	APPROVED	2025-04-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cadillac Courtyard Miami Beach Oceanfront	Miami Beach	FL	08/2016	04/2017
Courtyard Marriott Fort Lauderdale Beach	Fort Lauderdale	FL	05/2017	03/2018
Broward County Public Schools	Sunrise	FL	04/2018	11/2021
Fidelity Investments	Jacksonville	FL	12/2021	12/2022
Miami Dade College	Miami	FL	05/2016	08/2019
Florida International University	Miami	FL	08/2019	12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	01/2023	10/2023
Unemployed	Miami	FL	10/2023	07/2024
Td Bank N.A.	Coral Gables	FL	07/2024	04/2025
Td Private Client Wealth Llc	Coral Gables	FL	07/2024	04/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Lauderdale	FL	04/2025	Present

08/2016 → 04/2017

Cadillac Courtyard Miami Beach Oceanfront

Miami Beach, FL
05/2017 → 03/2018

Courtyard Marriott Fort Lauderdale Beach

Fort Lauderdale, FL
04/2018 → 11/2021

Broward County Public Schools

Sunrise, FL
12/2021 → 12/2022

Fidelity Investments

Jacksonville, FL
05/2016 → 08/2019

Miami Dade College

Miami, FL
08/2019 → 12/2022

Florida International University

Miami, FL
01/2023 → 10/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
10/2023 → 07/2024

Unemployed

Miami, FL
07/2024 → 04/2025

Td Bank N.A.

Coral Gables, FL
07/2024 → 04/2025

Td Private Client Wealth Llc

Coral Gables, FL
04/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-12
S63	Uniform Securities Agent State Law Examination	2022-05-03

Other Firms