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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-14
TX RA APPROVED 2025-08-14
  • NY RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED
    Since 2025-08-14

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc New York NY 12/2021 07/2025
The Taft School Watertown CT 09/2014 05/2017
Neuberger Berman New York NY 08/2025 Present
Davidson College Davidson NC 08/2017 05/2021
Unemployed/Prouts Neck Country Club Scarborough ME 06/2014 07/2021
Unemployed Scarborough ME 08/2021 11/2021
  • 12/2021 → 07/2025
    New York, NY
  • 09/2014 → 05/2017
    The Taft School
    Watertown, CT
  • 08/2025 → Present
    Neuberger Berman
    New York, NY
  • 08/2017 → 05/2021
    Davidson College
    Davidson, NC
  • 06/2014 → 07/2021
    Unemployed/Prouts Neck Country Club
    Scarborough, ME
  • 08/2021 → 11/2021
    Unemployed
    Scarborough, ME
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-15
  • S66 Uniform Combined State Law Examination
    2023-07-15

View on SEC IAPD

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