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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-22 |
Branch Locations
1036 Branchview Dr Ste 206, Concord, NC 28025-0113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Concord | NC | 12/2021 | Present |
| Southland Pavement Cleaning, Llc | Concord | NC | 05/2021 | 12/2021 |
| Sam's Carwash | Concord | NC | 10/2020 | 05/2021 |
| Brickhouse Grill | Concord | NC | 03/2020 | 12/2020 |
| Harris Teeter | Concord | NC | 08/2017 | 10/2019 |
| Northwest Cabarrus High School | Concord | NC | 08/2014 | 06/2018 |
| The University Of North Carolina At Charlotte | Charlotte | NC | 08/2018 | 12/2021 |
| Northwest Swim & Racquet Club | Kannapolis | NC | 05/2019 | 08/2019 |
| Rack Room Shoes | Concord | NC | 06/2017 | 08/2017 |
1. 09/19/2023 - Real Estate Rental - Owner - Investment Related - Mount Pleasant, NC - Start Date 11/30/2023 - 8 Hours Per Month/ 0 Hours During Trading 2. 01/22/2025 - Baucom Wealth Management, Inc- DBA for LPL Business (entity for LPL business)- At Reported Business Location(s)- Start date 03/01/2023- 160 Hours Per Month- 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-07 |
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