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421 N. Harrington Street, Suite 630, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-26 |
Branch Locations
421 N. Harrington Street, Suite 630, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 11/2015 | 08/2023 |
| Aim Advisors, Llc | Raleigh | NC | 02/2023 | Present |
| Arkadios Capital | Atlanta | GA | 08/2023 | Present |
1. AIM Advisors, Is Not Investment Related, 421 N. Harrington St, Ste 630, Raleigh, NC, 27603-1324, Insurance, Partner, 11/28/2009, 5 hours per month, 0 hours per month during trading hours, Commission Compensation, Recommend and sell various fixed insurance products including life, annuity, disability, and health insurance policies to individuals and businesses. 2. AIM Advisors, LLC, Is Investment Related, 421 N. Harrington St, Ste 630, Raleigh, NC, 27603-1324, RIA, Partner, 2/2/2023, 160 hours per month, 5 hours per month during trading hours, Fee Based Compensation, Partner for RIA that manages discretionary portfolios for individuals and families. Duties include investment management, financial planning, financial advising, etc as well as running the day-to-day operations of the firm itself.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-20 |
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