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Robert Ridgway Mclaughlin

Alps Advisors, Inc.

Denver, CO

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Current Employers
Alps Advisors, Inc.

1290 Broadway, Suite 1000, Denver, CO 80203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
CO RA APPROVED 2023-08-23
  • FL RA
    APPROVED
    Since 2023-09-01
  • CO RA
    APPROVED
    Since 2023-08-23

Branch Locations

1290 Broadway, Suite 1000, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Investments Ft. Lauderdale FL 03/2015 12/2016
Franklin Templeton Investments Ft. Lauderdale FL 12/2016 07/2021
Allio Fintech Seattle WA 08/2021 11/2021
Allio Advisers Llc Seattle WA 11/2021 04/2022
Alps Advisors, Inc. Denver CO 04/2022 Present
  • 03/2015 → 12/2016
    Franklin Templeton Investments
    Ft. Lauderdale, FL
  • 12/2016 → 07/2021
    Franklin Templeton Investments
    Ft. Lauderdale, FL
  • 08/2021 → 11/2021
    Allio Fintech
    Seattle, WA
  • 11/2021 → 04/2022
    Allio Advisers Llc
    Seattle, WA
  • 04/2022 → Present
    Alps Advisors, Inc.
    Denver, CO
Previous Registrations
  • 2022-02-08 → 2022-06-14
    Allio Advisors
    Seattle, WA
Designations

View on SEC IAPD

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