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Leslie Shaw Dickert

Equitable Advisors, LLC

New York, NY

CRD 7479176

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-08
  • NY RA
    APPROVED
    Since 2023-02-08

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ingalls & Snyder Llc New York NY 11/2021 12/2022
Dickert Design Llc New York NY 08/2007 Present
Equitable Advisors, Llc. New York NY 02/2023 Present
  • 11/2021 → 12/2022
    Ingalls & Snyder Llc
    New York, NY
  • 08/2007 → Present
    Dickert Design Llc
    New York, NY
  • 02/2023 → Present
    New York, NY
Other Businesses

Dickert Design, Part-time self employed lighting designer, 61 Jane Street, NY, NY 10014, Position: Principal; Self, 61 Jane Street New York NY 10014, Position - Guest lecturer - 1 hour per week

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-01
  • S66 Uniform Combined State Law Examination
    2022-10-01
Other Names
  • Leslie Shaw Dickert
  • Leslie Dickert

View on SEC IAPD

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