Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-11-21 |
| TX | RA | APPROVED | 2022-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | IN | 10/2021 | Present |
| Agilquest Corporation | Richmond | VA | 08/2019 | 01/2022 |
| Batesville Casket Co. | Batesville | IN | 08/2017 | 08/2019 |
| Batesville Casket Co. | Batesville | IN | 01/2016 | 08/2017 |
1)06/23/2022 - Gateway Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/13/2023 - Gateway Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/03/2023 - 160 Hours Per Month/8 Hours During Securities Trading 3) 01/13/2023 - InSource, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 01/03/2023 - 10 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
Reach out to this advisor