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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-05
IN RA APPROVED 2009-06-10
  • TX RA
    APPROVED
    Since 2020-08-05
  • IN RA
    APPROVED
    Since 2009-06-10

Branch Locations

501 Clifty Dr, Madison, IN 47250 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Columbus IN 06/2009 Present
Raymond James Financial Services Advisors, Inc Madison IN 06/2009 Present
Mainsource Bank Madison IN 06/2009 04/2018
First Financial Bancorp Madison IN 06/2009 Present
Senninger Plumbing Columbus IN 10/2009 Present
First Financial Bancorp Madison IN 06/2009 Present
  • 06/2009 → Present
    Raymond James Financial Services
    Columbus, IN
  • 06/2009 → Present
    Madison, IN
  • 06/2009 → 04/2018
    Mainsource Bank
    Madison, IN
  • 06/2009 → Present
    First Financial Bancorp
    Madison, IN
  • 10/2009 → Present
    Senninger Plumbing
    Columbus, IN
  • 06/2009 → Present
    First Financial Bancorp
    Madison, IN
Previous Registrations
Other Businesses

(1Name of Business: Harrison Lake Country Club Address: 588 S. Country Club Road, Columbus, IN, 47201, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sit on a non board committee at privately held Harrison Lake Country Club that discusses golf course conditions, and provides feedback to a golf maintenance team 2)Name of Business: Yellow Cardinal Brokerage Services Address: 501 Clifty Dr., Madison, IN, 47250, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/17/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2000-04-03

View on SEC IAPD

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