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Joshua Tanner Mahoney

LPl Financial LLC

Madison, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
IN RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • IN RA
    APPROVED
    Since 2017-11-29

Branch Locations

201 Clifty Drive, Madison, IN 47250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Madison IN 07/2014 11/2017
Lpl Financial Llc Madison IN 11/2017 Present
  • 07/2014 → 11/2017
    Investment Centers Of America
    Madison, IN
  • 11/2017 → Present
    Madison, IN
Previous Registrations
  • 2016-03-11 → 2017-11-29
    Investment Centers Of America, Inc.
    Madison, IN
    Seymour, IN
    Charlestown, IN
    Hanover, IN
    North Vernon, IN
    Madison, IN
    Appleton, WI
Other Businesses

1. 12/19/2017 - United Life Insurance Company - Investment Related - 118 2nd St. Avenue SE, Cedar Rapids, Iowa 52401 - Non-Variable Insurance - Agent - Start Date 12/01/2017 - 15 Hours Per Month/15 During Securities Trading. 2. 12/19/2017 - Gateway Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2016 - 160 Hours Per Month/160 During Securities Trading. 3. 7/30/2020 - No Business Name - Investment Related - 12799 W Polk Rd. Lexington, IN 47138 - Other-Hobby Farm that we call Mahoney Show Pigs - Owner - Start Date: 1/1/2014 - 30 Hours Per Month/0 Hours During Securities Trading - Raise show pigs for local 4-hers. 4. 1/11/2022 - GIS Madison, Inc. DBA Gateway Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 160 Hours Per Month During Securities Trading. 5. 4/6/2023 - InSource / Axeford Senior Marketing Inc. - Investment Related - Indianapolis, IN 46240 & Grand Island, NE 68802 - Non-Variable Insurance - Agent - Start Date - 12/01/2017 - 15 Hours Per Month/15 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-10
S63 Uniform Securities Agent State Law Examination 2014-11-13
  • S65 Uniform Investment Adviser Law Examination
    2016-03-10
  • S63 Uniform Securities Agent State Law Examination
    2014-11-13
Other Names
  • Tanner Mahoney

View on SEC IAPD

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