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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| IN | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Madison | IN | 07/2014 | 11/2017 |
| Lpl Financial Llc | Madison | IN | 11/2017 | Present |
1. 12/19/2017 - United Life Insurance Company - Investment Related - 118 2nd St. Avenue SE, Cedar Rapids, Iowa 52401 - Non-Variable Insurance - Agent - Start Date 12/01/2017 - 15 Hours Per Month/15 During Securities Trading. 2. 12/19/2017 - Gateway Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/01/2016 - 160 Hours Per Month/160 During Securities Trading. 3. 7/30/2020 - No Business Name - Investment Related - 12799 W Polk Rd. Lexington, IN 47138 - Other-Hobby Farm that we call Mahoney Show Pigs - Owner - Start Date: 1/1/2014 - 30 Hours Per Month/0 Hours During Securities Trading - Raise show pigs for local 4-hers. 4. 1/11/2022 - GIS Madison, Inc. DBA Gateway Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 160 Hours Per Month During Securities Trading. 5. 4/6/2023 - InSource / Axeford Senior Marketing Inc. - Investment Related - Indianapolis, IN 46240 & Grand Island, NE 68802 - Non-Variable Insurance - Agent - Start Date - 12/01/2017 - 15 Hours Per Month/15 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-13 |
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