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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-26
FL RA APPROVED 2024-09-25
WI RA APPROVED 2024-09-25
KY RA APPROVED 2024-06-14
OH RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • MI RA
    APPROVED
    Since 2024-09-26
  • FL RA
    APPROVED
    Since 2024-09-25
  • WI RA
    APPROVED
    Since 2024-09-25
  • KY RA
    APPROVED
    Since 2024-06-14
  • OH RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

509 Highland Avenue, Carrollton, KY 41008 • United States

10400 Dixie Highway, Louisville, KY 40272 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Sparta KY 12/2008 Present
Securities America Advisors, Inc. Sparta KY 01/2009 Present
Osaic Wealth, Inc. Louisville KY 06/2024 Present
  • 12/2008 → Present
    Securities America, Inc.
    Sparta, KY
  • 01/2009 → Present
    Securities America Advisors, Inc.
    Sparta, KY
  • 06/2024 → Present
    Louisville, KY
Previous Registrations
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Lavista, NE
    Hebron, KY
    Batavia, OH
    Hebron, KY
    Louisville, KY
    Sparta, KY
    Carrollton, KY
  • 2002-09-23 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Baton Rouge, LA
    Folsom, CA
    Eau Claire, WI
    Massapequa, NY
    Magnolia, TX
    Sandusky, OH
    El Paso, TX
    Boardman, OH
    Allentown, PA
    Quitman, AR
    Houston, TX
    Thornton, CO
    Sedalia, CO
    Toledo, OH
    Marquette, MI
    Atlantic City, NJ
    Hiwasse, AR
    Lewis Center, OH
    North Prairie, WI
    Cincinnati, OH
    Houston, TX
    College Station, TX
    Wadena, MN
    College Station, TX
    Colorado Springs, CO
    Houston, TX
    Sherborn, MA
    East Greenwich, RI
    South Jordan, UT
    Eau Claire, WI
    North Royalton, OH
    Akron, OH
    Medina, OH
    La Porte, TX
Other Businesses

1. RANDY BEHYMER PHOTOGRAPHY POSITION: PHOTOGRAPHER NATURE: PHOTOGRAPHY INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 9/2010 ADDRESS: 509 HIGHLAND AVE, CARROLLTON, KY 41008 DESCRIPTION: WEDDING PHOTOGRAPHY 2. EMERY WEALTH MANAGEMENT POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 05/31/2017 ADDRESS: 509 Highland Avenue, Carrollton KY 41008, United States DESCRIPTION: Insurance sales 3. EMERY WEALTH MANAGEMENT - DBA 4. RV DESTINATIONS MAGAZINE POSITION: Publisher NATURE: RV Travel Magazine INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2020 ADDRESS: 129 Bluffside Dr, Sparta KY 41086, United States DESCRIPTION: RV Travel Magazine

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-05
S63 Uniform Securities Agent State Law Examination 1999-11-02
  • S66 Uniform Combined State Law Examination
    2003-09-05
  • S63 Uniform Securities Agent State Law Examination
    1999-11-02
Other Names
  • Randy Lynn Behyner

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