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Tyler Pesola

LPl Financial LLC

Crystal Lake, IL

CRD 7476769

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-24
  • IL RA
    APPROVED
    Since 2025-02-24

Branch Locations

413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Downers Grove IL 07/2023 01/2024
Unemployed Huntley IL 05/2014 06/2017
Termax Lake Zurich IL 06/2017 07/2018
Deer Path Of Huntley Huntley IL 08/2018 08/2019
Unemployed Bloomington-Normal IL 09/2019 04/2020
Amazon Rockford IL 05/2020 08/2021
Olive Garden Bloomington-Normal IL 01/2022 05/2022
Town And Country Distributors Itasca IL 05/2022 02/2023
Spark Delivery Crystal Lake IL 11/2021 12/2023
Equity Services Inc Montpelier VT 02/2024 03/2024
National Life Group Chicago IL 01/2024 02/2024
J.P. Morgan Securities Llc Rockford IL 05/2024 02/2025
Jpmorgan Chase Bank, N.A. Rockford IL 05/2024 02/2025
Lakeshore Financial Group Chicago IL 01/2024 04/2024
Prudential Downers Grove IL 05/2023 01/2024
Northwestern Mutual Downers Grove IL 12/2021 03/2022
Unemployed West Dundee IL 09/2021 10/2021
Lpl Financial Llc Crystal Lake IL 02/2025 Present
  • 07/2023 → 01/2024
    Downers Grove, IL
  • 05/2014 → 06/2017
    Unemployed
    Huntley, IL
  • 06/2017 → 07/2018
    Termax
    Lake Zurich, IL
  • 08/2018 → 08/2019
    Deer Path Of Huntley
    Huntley, IL
  • 09/2019 → 04/2020
    Unemployed
    Bloomington-Normal, IL
  • 05/2020 → 08/2021
    Amazon
    Rockford, IL
  • 01/2022 → 05/2022
    Olive Garden
    Bloomington-Normal, IL
  • 05/2022 → 02/2023
    Town And Country Distributors
    Itasca, IL
  • 11/2021 → 12/2023
    Spark Delivery
    Crystal Lake, IL
  • 02/2024 → 03/2024
    Montpelier, VT
  • 01/2024 → 02/2024
    National Life Group
    Chicago, IL
  • 05/2024 → 02/2025
    Rockford, IL
  • 05/2024 → 02/2025
    Jpmorgan Chase Bank, N.A.
    Rockford, IL
  • 01/2024 → 04/2024
    Lakeshore Financial Group
    Chicago, IL
  • 05/2023 → 01/2024
    Prudential
    Downers Grove, IL
  • 12/2021 → 03/2022
    Northwestern Mutual
    Downers Grove, IL
  • 09/2021 → 10/2021
    Unemployed
    West Dundee, IL
  • 02/2025 → Present
    Crystal Lake, IL
Previous Registrations
Other Businesses

1- 02/2025 / Exemplar Financial Network / DBA for LPL Business - Previously approved / INV RLTD / AT LOC/ 160 HRS MNTH / 40 HRS DRNG TRDING/ START 02/24/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-29
  • S66 Uniform Combined State Law Examination
    2023-12-29
Other Names
  • Tyler Pesola
  • Tyler William Pesola

View on SEC IAPD

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