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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-05
  • CA RA
    APPROVED
    Since 2026-02-05

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

345 California Street Suite 1100, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Jose CA 07/2013 03/2018
Silicon Valley Bank Palo Alto CA 04/2018 06/2021
Peninsula Wealth, Llc San Francisco CA 06/2021 02/2023
Freestone Capital Management, Llc San Francisco CA 03/2023 01/2026
Cerity Partners Llc New York NY 02/2026 Present
  • 07/2013 → 03/2018
    Wells Fargo Bank
    San Jose, CA
  • 04/2018 → 06/2021
    Silicon Valley Bank
    Palo Alto, CA
  • 06/2021 → 02/2023
    Peninsula Wealth, Llc
    San Francisco, CA
  • 03/2023 → 01/2026
    San Francisco, CA
  • 02/2026 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-22
  • S65 Uniform Investment Adviser Law Examination
    2021-12-22
Designations

View on SEC IAPD

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